Securities America Inc.

 Securities America Financial Corporation is a financial services holding company. Our financial services professionals provide investment and financial planning services including investment securities, insurance services and asset management. Think of Securities America as the behindthe-scenes support for your financial professional. Through our extensive technology, compliance and operational support, our financial professionals can more readily provide comprehensive and professional service to you, their client. Our 660 employees currently support more than 2,600 talented and well-respected financial professionals across the United States. We are a top Independent Broker/Dealer with approximately $ 103 billion in client assets for over 635,000 clients nationwide.1 Securities America’s mission is to foster the success of financial professionals so they can provide quality, objective financial advice and services to their clients

Securities America Advisors, Inc. Securities America Advisors, Inc. is a Securities and Exchange Commission Registered Investment Advisor founded in 1994. With more than $ 49 billion1 of assets under management and administration, Securities America Advisors, Inc. provides investment management, financial advice and planning through financial services professionals nationwide. Working closely with Securities America Advisors, you and your financial professional can develop a personalized investment program. Whether you are looking for turn-key solutions or something customized to your unique situation, Securities America Advisors is there to help your financial professional meet your needs. We offer you flexibility and expert support, and you and your financial professional remain in control.

Advisor Group Advisor Group, Inc. is the nation’s largest network of independent wealth management firms. As part of the Advisor Group family, Securities America financial professionals can provide wealth management services, including trust planning and administration, investment banking, fixed income trading, equity research, syndicate offerings and customized asset management. Affiliated financial professionals run their own businesses and are free to choose how best to service their clients’ financial needs. This means no sales quotas and the flexibility to access financial products from hundreds of companies. If you would like further information about Securities America, please visit our website, www.securitiesamerica.com, and go to the “Investors” section.